Midtown Hedge Fund FINRA All-Channel Compliance Rebuild and HNW Revenue Growth
Client: Multi-strategy hedge fund, Midtown ($2.8B AUM). Challenge: 8 FINRA violations. All digital marketing suspended. Programme: FINRA Rule 2210 workflow integration (all 12 channels) + SEC Marketing Rule + NYDFS review + CFA-authored content + GIPS performance display Results (12 months): FINRA findings: 0 across all channels | Digital reinstated | HNW digital enquiries: | New AUM from digital: | ROI: 4.6x
