Midtown Wealth Management — FINRA-Compliant Wall Street LinkedIn Rebuild
Client: Multi-family office, Midtown Manhattan ($3.8B AUM). Challenge: 4 FINRA findings in LinkedIn review. 2 LinkedIn-specific violations. Programme suspended. Programme: FINRA compliance rebuild + CFA-authored investment commentary + Bloomberg/Fed citations + NYC-specific HNW vocabulary + compliant testimonial architecture Results: FINRA examination: 0 findings (all channels) | Programme reinstated | NYC HNW LinkedIn engagement: +3x | HNW consultation requests from LinkedIn: +3x | New AUM from LinkedIn: $320M
